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OVERALL DESIGN

The PSID gathers information about families and all individuals in those families through its annual interviews.1 A single primary adult--usually the male adult head,2 if there is one--serves as the sole respondent. Sometimes the wife (or cohabitor, referred to as "wife") of the head agrees to grant an interview when the head does not. The single household respondent provides information about him/herself and about all other family members.3
The study's original households constitute a national probability sample of U.S. households as of 1967. Its rules for following household members were designed to maintain a representative sample of families at any point in time as well as across time. To accomplish this, the PSID tracks members of its wave-1 (1968) families, including all those leaving to establish separate family units. Children born to a member of an original-sample member are classified as sample members and are eligible for tracking as separate family units when they set up their own households. Ex-spouses and other adult sample members who move out of PSID family units are tracked to their new family units. This procedure replicates the population's family-building activity and produces a dynamic sample of families each year. New PSID families form when children grow up and establish separate households or when marriage partners go separate ways. This results in growth over time in both the number of family units and the number of people residing with a sample member at some time during the study.
Information is gathered about all persons residing in the family unit, but in most waves there is only one respondent per family unit (usually the head). The most detailed information is collected each year about the heads of family units. Since the late 1970s, however, the PSID has sought to collect the same detail for wives/"wives" (by "wives" we mean cohabitors) as for heads. For special supplements gathering retrospective history information in 1976 and 1985, the study conducted separate interviews with all wives/"wives" of heads as well as their husbands. Except for the very early years of the study, cohabitors have been treated in a similar manner to husbands and wives.
The general design of the study has remained largely unchanged over time; however, the mode of interviewing has changed. From 1968 through 1972, the PSID conducted in-person interviews. In 1973, to reduce costs, the study began taking the majority of interviews by telephone. Since that time, in-person interviews have been conducted only with respondents who do not have telephones (roughly 500 each year), or who have special circumstances which make a telephone interview unfeasible. To further reduce costs, and because long interviews are difficult by telephone, interview length was also reduced in 1973. The interview averaged about one hour when it was conducted in person; since the change to telephone interviewing the length has averaged 20 to 30 minutes.
As discussed in the "Content" chapter, the PSID has maintained a core of questions addressing issues relevant to income dynamics and demographic change. In addition to the central core, there have been a number of supplements to the core, adding questions on a wide variety of other topics. These supplements have led to the creation and release of a number of special files that complement the main PSID data files.

SAMPLE DESIGN


Sample frame.


The initial sample for the PSID actually consisted of two independent samples: a cross-sectional, national sample (based on stratified multistage selection of the civilian noninstitutional population of the U.S.) and a national sample of low-income families.4 The cross-section sample was drawn by the Survey Research Center (SRC). Commonly called the SRC sample, it was an equal probability sample of households in the 48 coterminous states designed to yield about 3,000 completed interviews. (In fact 2,930 interviews were taken in 1968 from this sample).
The second sample of responding PSID families, known as the SEO sample, came from the Survey of Economic Opportunity (SEO), conducted by the Bureau of the Census for the Office of Economic Opportunity. The PSID selected from the SEO's sample, the goal being to obtain about 2,000 low-income families with heads under 60 years old. In fact, 1,872 families were successfully interviewed. The SEO sample was confined to Standard Metropolitan Statistical Areas (SMSAs) and to non-SMSAs in the Southern region, and it involves unequal selection probabilities.
Both the SRC and SEO were subject to nonresponse in the first wave (1968). Three factors played a special role in preventing successful interviews with the SEO sample:
  1. There was nonresponse in the original Census survey from which the SEO sample was selected.
  2. Sampled Census respondents were asked by the Bureau of the Census to sign a release to allow their names to be passed on to SRC. Approximately one quarter of the households failed to sign the release.
  3. OEO failed to transmit some sampled addresses to SRC.

The PSID sample combines the SRC and SEO samples. Both samples are probability samples (i.e., samples for which every element in the population has a known non-zero chance of selection). Their combination is also a probability sample. The combination, however, is a sample with unequal selection probabilities, and as a result compensatory weighting is needed in estimation, at least for descriptive statistics. (The various disciplines disagree about the need for weighting in model-based estimation.) Weight adjustments are also needed to attempt to compensate for differential nonresponse in 1968 and subsequent waves. As explained in the "Data Analysis" chapter, and detailed in the PSID's technical documentation, weights supplied on PSID data files are designed to compensate for both unequal selection probabilities and differential attrition.

Latino supplemental sample.


The original PSID sample contains too few Latino households to provide reliable estimates either for Latinos as a group or for major subgroups of Latinos. In addition, Latinos entering the U.S. since 1968 are not represented in the basic PSID sample unless they co-reside with persons in the U.S. in 1968. To help reduce these shortfalls a sample of 2,043 Latino households was interviewed and added to the PSID sample beginning in the 1990 wave. Funding for this supplemental sample came from the Ford Foundation, the Rockefeller Foundation, the ASPE in the Department of Health and Human Services, the Employment Training Administration in the Department of Labor, and NSF.
The 1990 addition of a Latino sample is designed to provide precisely the kind of representative information about Latinos that is now available for blacks and non-Latino whites in the original PSID. The sample was originally selected for the Latino National Political Survey (LNPS), a 1989 study of the political participation of Latino households cosponsored by the InterUniversity Program for Latino Research and administered by the Center for Mexican American Studies of the University of Texas at Austin. The LNPS did not attempt to cover the entire Latino population in the U.S. However, it covered at least 89 percent of the three largest Latino subgroups--the Mexican, Puerto Rican and Cuban origin populations.
Latino sample members were asked extensive background information in their initial interview in 1990, including marital and fertility histories. In addition, questions were added to the 1990 interview to enable calculation of selection-probability weights so that the Latino sample can be combined with the existing PSID sample for analysis purposes. The PSID plans to continue gathering comparable information from the Latino and original PSID samples and to combine the two samples in PSID data files.

Tracking rules.


The PSID's tracking rules call for following members of the original family units and their adult offspring to whatever living arrangements they experience. Information is gathered about these sample members and their co-residents if they are living in a household (i.e., non-institutional) situation. A family member who moves out of a PSID family is eligible for interviewing as a separate family unit if he or she is a sample member and he or she is 18 years old or older and living in a different, independent household.5 If a sample member 18 or older moves to an institution such as a prison, a college dormitory, or the military the PSID records this fact and attaches an institutional status data record to the family he or she left. The PSID keeps track of the location of sample members living in institutional housing. Interviews are attempted with them if and when they leave the institution to set up their own households.
 



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